Navigating DORA & Operational Resilience

Make Your Resilience Real – Not Just Compliant

Scaling brokers and fintechs can’t afford a full-day outage or an AI model that goes rogue. Yuzalab turns complex rules (FCA PS21/3, DORA, the coming Critical-Third-Party regime) into clear action, tested playbooks and happier customers.

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Common Challenges Firms Mention

  1. Which services matter most?
    Lists exist, but they’re dated or incomplete.
  2. Impact tolerances look good on paper,
    but it is hard to show evidence that we would stay inside them.
  3. Supplier dependency is unclear.
    Third- and fourth-party links live in separate spreadsheets.
  4. Scenario tests are patchy.
    Technology teams drill; operations and client teams aren’t joined up.
  5. AI introduces new failure modes.
    A model can drift or make mistakes before anyone is alerted.
  6. Board and regulators ask for proof,
    not intentions.

How Yuzalab Helps

(step-by-step work packages)

What you needWhat we deliverExsample steps we follow
A clear list of “must-not-fail” servicesService-identification workshop1. Short pre-read.
2. Half-day workshop with business leads.
3. Draft register and rationale for each service.
4. Review with risk, then board sign-off.
Numbers you can stand behindImpact-tolerance setting1. Look at client promises and legal duties.
2. Table-top exercise to see where harm begins.
3. Agree realistic time or volume limits.
4. Document and align with recovery times.
One view of all dependenciesService mapping1. Gather asset and supplier lists.
2. Interview tech and operations owners.
3. Produce a simple diagram and spreadsheet.
4. Highlight single points of failure.
Evidence that plans workScenario testing1. Pick two or three high-risk scenarios (cyber, supplier outage, staff loss).
2. Write a script; run a table-top or live exercise.
3. Record timings, gaps, and follow-up actions.
Control of AI risksAI resilience pack1. Set up drift and bias monitoring.
2. Create rollback and human-override procedures.
3. Prepare plain-language explanation sheets for clients and regulators.
Board-ready documentsSelf-assessment drafting1. Collect evidence.
2. Fill regulator template.
3. Produce a gap list and action tracker.
4. Brief the board or risk committee.

All work can be delivered as short work packages or combined into a larger programme.

Our Framework in One Picture

  1. Identify important services
  2. Set impact tolerances
  3. Map people, tech, sites, suppliers
  4. Test severe but plausible scenarios
  5. Fix the gaps and track them
  6. Improve after every incident or change

Aligned to FCA PS21/3, PRA SS2/21, DORA and forthcoming Critical-Third-Party rules.

Why Work with Us

We are a cooperative of senior consultants with deep expertise in digital transformation, strategy, risk, compliance, and user experience. We help organisations modernise, streamline processes, and build resilience – ensuring change is practical, sustainable, and people-focused.

Our consultants have held senior roles across government, non-profits, financial services, and corporate sectors, giving us first-hand insight into the complexities of change, technology, regulation, compliance, politics, risk, and user experience

Our Collective Experience Includes:

  • Public Sector & Non-Profits – Competition and Markets Authority, Greater London Authority, Homes England, UKRI, Peabody Housing Association, General Osteopathic Council.
  • Financial & Professional Services – Big 4 consultancies, Santander, LV, Aviva, Lloyds, Hiscox, CREST.
  • Industry & Retail – Aston Martin, JCDecaux, Carillion, Mouchel, Shell, Eurostar, Virgin Media, Hotel Chocolat.

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